SEC Form 4 · accession 0001243786-19-000036

MOSAIC CO · MOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP - Commercial

Period of report

Mar 7, 2019

Accepted (ET)

Mar 11, 2019 · 12:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001285785

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	39,602	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	$0.00	Mar 7, 2019	A	13,133	A	Mar 7, 2022	—	Common Stock	13,133	13,133	D
Stock Option (Right to Buy)^F1	$52.72	holding	—	—	—	—	Jul 27, 2019	Common Stock	4,132	4,132	D
Stock Option (Right to Buy)^F1	$44.93	holding	—	—	—	—	Jul 27, 2020	Common Stock	3,566	3,566	D
Stock Option (Right to Buy)^F1	$70.62	holding	—	—	—	—	Jul 21, 2021	Common Stock	3,230	3,230	D
Stock Option (Right to Buy)^F1	$57.62	holding	—	—	—	—	Jul 19, 2022	Common Stock	7,284	7,284	D
Stock Option (Right to Buy)^F1	$54.03	holding	—	—	—	—	Jul 18, 2023	Common Stock	9,470	9,470	D
Stock Option (Right to Buy)^F1	$49.73	holding	—	—	—	—	Mar 7, 2024	Common Stock	10,644	10,644	D
Stock Option (Right to Buy)^F1	$50.43	holding	—	—	—	—	Mar 5, 2025	Common Stock	13,057	13,057	D
Stock Option (Right to Buy)^F1	$28.49	holding	—	—	—	—	Mar 3, 2026	Common Stock	27,877	27,877	D
Stock Option (Right to Buy)^F2	$30.42	holding	—	—	—	—	Mar 2, 2027	Common Stock	33,636	33,636	D
Restricted Stock Units^F3,F4	$0.00	holding	—	—	—	Mar 8, 2021	—	Common Stock	13,436	13,436	D

F1This Stock Option is 100% exercisable.
F2Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F3One-for-One
F4Not Applicable