SEC Form 4 · accession 0001243786-19-000025
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Isaacson
Officer — SVP, Gen. Counsel & Corp. Sec.
Period of report
Mar 3, 2019
Accepted (ET)
Mar 5, 2019 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2019 | A | 6,540 | $0.00 | A | 21,064 | D | |
| Common Stock | Mar 3, 2019 | F | 2,002 | $31.00 | D | 19,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Mar 8, 2021 | — | Common Stock | 9,772 | 9,772 | D |
| Deferred Performance UnitF5,F6 | — | holding | — | — | — | — | — | Common Stock | 660 | 660 | D |
| Stock Option (Right to Buy)F7 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 2,246 | 2,246 | D |
| Stock Option (Right to Buy)F7 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 2,598 | 2,598 | D |
| Stock Option (Right to Buy)F7 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 1,480 | 1,480 | D |
| Stock Option (Right to Buy)F7 | $50.43 | holding | — | — | — | — | Mar 5, 2025 | Common Stock | 7,461 | 7,461 | D |
| Stock Option (Right to Buy)F7 | $28.49 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 19,912 | 19,912 | D |
| Stock Option (Right to Buy)F8 | $30.42 | holding | — | — | — | — | Mar 2, 2027 | Common Stock | 20,182 | 20,182 | D |
Explanation of responses
- F1Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 3, 2016. The performance unit award was not a derivative security.
- F2Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.
- F3One-for-One
- F4Not Applicable
- F5Each deferred performance unit represents a right to receive one share of common stock.
- F6The deferred performance units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015, and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.
- F7This Stock Option is 100% exercisable.
- F8Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.