SEC Form 4 · accession 0001243786-19-000024
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Swager
Officer — Senior Vice President - Potash
Period of report
Mar 3, 2019
Accepted (ET)
Mar 5, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2019 | M | 6,435 | $0.00 | A | 27,040 | D | |
| Common Stock | Mar 3, 2019 | F | 2,533 | $31.00 | D | 24,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 3, 2019 | M | 6,435 | D | Mar 3, 2019 | — | Common Stock | 6,435 | 0 | D |
| Stock Option (Right to Buy)F2 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 561 | 561 | D |
| Stock Option (Right to Buy)F2 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 1,039 | 1,039 | D |
| Stock Option (Right to Buy)F2 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 689 | 689 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Mar 3, 2020 | — | Common Stock | 6,246 | 6,246 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Mar 8, 2021 | — | Common Stock | 7,329 | 7,329 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | Jan 1, 2022 | — | Common Stock | 10,270 | 10,270 | D |
Explanation of responses
- F1Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.
- F2This Stock Option is 100% exercisable.
- F3One-for-One
- F4Not Applicable