SEC Form 4 · accession 0001243786-18-000086
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise C Johnson
Director
Period of report
May 10, 2018
Accepted (ET)
May 11, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,144 | D | ||
| Common StockF1 | holding | — | — | — | 1,578 | I | SEP IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F7,F4 | $0.00 | May 10, 2018 | A | 5,497 | A | — | — | Common Stock | 5,497 | 5,497 | D |
| Restricted Stock UnitsF2,F3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,402 | 3,402 | D |
| Restricted Stock UnitsF2,F5,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,038 | 6,038 | D |
| Restricted Stock UnitsF2,F6,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,346 | 6,346 | D |
Explanation of responses
- F1Includes 775 shares that were purchased by reporting person's SEP IRA on February 16, 2016, and inadvertently reported, at that time, as purchased and held, directly, by reporting person.
- F2One-for-One
- F3The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- F4Not Applicable
- F5The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
- F6The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
- F7The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.