SEC Form 4 · accession 0001243786-17-000024
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Isaacson
Officer — SVP, Gen. Counsel & Corp. Sec.
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | A | 4,270 | $0.00 | A | 15,178 | D | |
| Common Stock | Feb 24, 2017 | F | 2,290 | $0.00 | D | 12,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $40.03 | holding | — | — | — | — | Aug 2, 2017 | Common Stock | 4,693 | 4,693 | D |
| Stock Option (Right to Buy)F3 | $127.21 | holding | — | — | — | — | Jul 31, 2018 | Common Stock | 1,152 | 1,152 | D |
| Stock Option (Right to Buy)F3 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 2,246 | 2,246 | D |
| Stock Option (Right to Buy)F3 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 2,598 | 2,598 | D |
| Stock Option (Right to Buy)F3 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 1,480 | 1,480 | D |
| Restricted Stock UnitsF4,F5 | — | holding | — | — | — | Mar 7, 2017 | — | Common Stock | 1,877 | 1,877 | D |
| Stock Option (Right to Buy)F6 | $50.43 | holding | — | — | — | — | Mar 5, 2025 | Common Stock | 7,461 | 7,461 | D |
| Stock Option (Right to Buy)F7 | $28.49 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 19,912 | 19,912 | D |
Explanation of responses
- F1Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.
- F2Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.
- F3This Stock Option is 100% exercisable.
- F4One-for-One
- F5Not Applicable
- F6Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- F7Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.