SEC Form 4 · accession 0001243786-16-000329
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M. Bodine
Officer — Senior Vice President - Potash
Period of report
Jul 18, 2016
Accepted (ET)
Jul 20, 2016 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2016 | M | 3,085 | $0.00 | A | 4,334 | D | |
| Common Stock | Jul 18, 2016 | A | 712 | $0.00 | A | 5,046 | D | |
| Common Stock | Jul 18, 2016 | F | 1,968 | $29.28 | D | 3,078 | D | |
| Common Stock | holding | — | — | — | 630 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Jul 18, 2016 | M | 3,085 | D | Jul 18, 2016 | — | Common Stock | 3,085 | 0 | D |
| Stock Option (Right to Buy)F3 | $40.03 | holding | — | — | — | — | Aug 2, 2017 | Common Stock | 894 | 894 | D |
| Stock Option (Right to Buy)F3 | $127.21 | holding | — | — | — | — | Jul 31, 2018 | Common Stock | 219 | 219 | D |
| Stock Option (Right to Buy)F3 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 553 | 553 | D |
| Stock Option (Right to Buy)F3 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 577 | 577 | D |
| Stock Option (Right to Buy)F3 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 678 | 678 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | Mar 7, 2017 | — | Common Stock | 4,022 | 4,022 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | Mar 5, 2018 | — | Common Stock | 3,966 | 3,966 | D |
| Stock Option (Right to Buy)F5 | $28.49 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 17,921 | 17,921 | D |
Explanation of responses
- F1Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 18, 2013. The performance unit award was not a derivative security.
- F2Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
- F3This Stock Option is 100% exercisable.
- F4Not Applicable
- F5Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.