SEC Form 4 · accession 0001243786-16-000300
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L. Popowich
Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F7,F4 | $0.00 | May 19, 2016 | A | 6,038 | A | — | — | Common Stock | 6,038 | 6,038 | D |
| Restricted Stock UnitsF2,F3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,997 | 1,997 | D |
| Restricted Stock UnitsF2,F5,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,144 | 3,144 | D |
| Restricted Stock UnitsF2,F6,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,402 | 3,402 | D |
Explanation of responses
- F1Of the reported shares, 8,000 shares are held jointly with the reporting person's spouse.
- F2One-for-One
- F3The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
- F4Not applicable.
- F5The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
- F6The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
- F7The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.