SEC Form 4/A · accession 0001243786-16-000259
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Corrine D. Ricard
Officer — Senior VP - Human Resources
Period of report
Mar 3, 2016
Accepted (ET)
Mar 10, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $28.49 | Mar 3, 2016 | A | 27,877 | A | — | Mar 3, 2026 | Common Stock | 27,877 | 27,877 | D |
Explanation of responses
- F1At the time the original Form 4 was filed, the exact number of shares underlying the stock option was not known, as the final Black Scholes calculation with respect to the stock option had not been completed by a third-party provider. The reporting person is hereby amending this line item to reflect the final calculation of the number shares underlying the stock option.
- F2Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.