SEC Form 4 · accession 0001243786-16-000219
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Calvin O'Rourke
Officer — President & CEO · Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | P | 3,000 | $24.9756 | A | 3,000 | I | Reporting Person's Spouse |
| Common Stock | holding | — | — | — | 63,023 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 12,019 | 12,019 | D |
| Stock Option (Right to Buy)F2 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 20,259 | 20,259 | D |
| Stock Option (Right to Buy)F2 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 16,150 | 16,150 | D |
| Stock Option (Right to Buy)F2 | $57.62 | holding | — | — | — | — | Jul 19, 2022 | Common Stock | 27,681 | 27,681 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Jul 18, 2016 | — | Common Stock | 11,722 | 11,722 | D |
| Stock Option (Right to Buy)F5 | $54.03 | holding | — | — | — | — | Jul 18, 2023 | Common Stock | 29,987 | 29,987 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Mar 7, 2017 | — | Common Stock | 12,735 | 12,735 | D |
| Stock Option (Right to Buy)F6 | $49.73 | holding | — | — | — | — | Mar 7, 2024 | Common Stock | 33,706 | 33,706 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Aug 5, 2018 | — | Common Stock | 22,432 | 22,432 | D |
| Stock Option (Right to Buy)F7 | $50.43 | holding | — | — | — | — | Mar 5, 2025 | Common Stock | 37,306 | 37,306 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.9755 to $24.98, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- F2This Stock Option is 100% exercisable.
- F3One-for-One
- F4Not Applicable
- F5Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- F6Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- F7Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.