SEC Form 4 · accession 0001243786-15-000022
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Isaacson
Officer — VP, Gen. Counsel & Corp. Sec.
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 6,281 | $15.45 | A | 10,962 | D | |
| Common StockF1 | Feb 13, 2015 | S | 3,610 | $52.1944 | D | 7,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.45 | Feb 13, 2015 | M | 6,281 | D | — | Aug 4, 2016 | Common Stock | 6,281 | 0 | D |
| Stock Option (Right to Buy)F2 | $40.03 | holding | — | — | — | — | Aug 2, 2017 | Common Stock | 4,693 | 4,693 | D |
| Stock Option (Right to Buy)F2 | $127.21 | holding | — | — | — | — | Jul 31, 2018 | Common Stock | 1,152 | 1,152 | D |
| Stock Option (Right to Buy)F2 | $52.72 | holding | — | — | — | — | Jul 27, 2019 | Common Stock | 2,246 | 2,246 | D |
| Stock Option (Right to Buy)F2 | $44.93 | holding | — | — | — | — | Jul 27, 2020 | Common Stock | 2,598 | 2,598 | D |
| Stock Option (Right to Buy)F2 | $70.62 | holding | — | — | — | — | Jul 21, 2021 | Common Stock | 1,480 | 1,480 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | Jul 19, 2015 | — | Common Stock | 1,620 | 1,620 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | Jul 18, 2016 | — | Common Stock | 1,666 | 1,666 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | Mar 7, 2017 | — | Common Stock | 1,877 | 1,877 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.1910 to $52.1960, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- F2This Stock Option is 100% exercisable.
- F3One-for-One
- F4Not Applicable