SEC Form 4 · accession 0001136261-17-000041
MMRGlobal, Inc. · MMRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C. Kline
Officer — Secretary · Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285701
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.005 | Feb 23, 2017 | A | 5,000,000 | A | Feb 23, 2017 | Dec 20, 2022 | Common Stock | 5,000,000 | 6,500,000 | D |
| Common Stock Purchase WarrantF1,F2 | $0.005 | Feb 23, 2017 | A | 3,000,000 | A | Feb 23, 2017 | Dec 20, 2022 | Common Stock | 3,000,000 | 9,500,000 | D |
Explanation of responses
- F1Purchase price paid as a reduction in debt.
- F2Mr. Kline is an Officer and Director of MMRGlobal, Inc.