SEC Form 4 · accession 0001136261-15-000142
MMRGlobal, Inc. · MMRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Robert H Lorsch
Officer — Chairman and CEO · Director · 10% Owner
RHL Group, Inc.
10% Owner
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285701
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase Common StockF1,F2 | $0.003 | May 19, 2015 | P | 1,764,612 | A | May 20, 2015 | May 20, 2017 | Common Stock | 1,764,612 | 1,764,612 | I |
Explanation of responses
- F1This warrant was issued in consideration for the renewal of The RHL Group Line of Credit under the Tenth Amended and Restated Secured Promissory Note.
- F2Mr. Lorsch is the Chief Executive Officer of The RHL Group and has a 100% ownership interest in The RHL Group. Therefore, Mr. Lorsch may be deemed to be the beneficial owner of the Issuer Common Stock beneficially held by The RHL Group. Mr. Lorsch has full voting and dispositive power over such shares of Issuer Common Stock held directly by The RHL Group.