SEC Form 4 · accession 0001534424-19-000047
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G. Piferi
Officer — Chief Operating Officer
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2019 | A | 10,686 | $0.00 | A | 21,933 | D | |
| Common Stock | Jan 23, 2019 | F | 4,368 | $2.55 | D | 17,565 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person received a portion of his 2018 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on January 23, 2019. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.
- F2This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.