SEC Form 4 · accession 0001534424-17-000459
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Grillo
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 7, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | A | 87,500 | $0.00 | A | 147,724 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to that certain Transition, Separation and Consulting Agreement, dated October 6, 2017, by and between the Reporting Person and the Issuer, which was previously disclosed in the Current Report on Form 8-K filed with the Securities and Exchange Commission on October 10, 2017.