SEC Form 4 · accession 0001534424-16-000680
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold A Hurwitz
Officer — Chief Financial Officer
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.31 | Mar 30, 2016 | A | 150,000 | A | — | Mar 30, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The shares subject to this option vest ratably on the first, second and third anniversaries of the grant date, March 30, 2017, March 30, 2018 and March 30, 2019.