SEC Form 4 · accession 0001534424-15-000459

ClearPoint Neuro, Inc. · CLPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 18, 2015

Accepted (ET)

Dec 21, 2015 · 4:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001285550

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 18, 2015	P$0	154,035	—	A	736,931	I	By the Koob Family Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Warrants (right to buy)^F1,F3	$0.4058	Dec 18, 2015	P	61,614	A	Dec 18, 2015	Dec 18, 2020	Common Stock	61,614	61,614	I
Series B Warrants (right to buy)^F1,F3	$0.5275	Dec 18, 2015	P	46,211	A	Dec 18, 2015	Dec 18, 2020	Common Stock	46,211	46,211	I

F1The reported securities are included within 154,035 units purchased by the Koob Family Trust for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock. The Reporting Person has voting and investment power over the securities held by the Koob Family Trust.
F2Includes 20,000 shares jointly held with spouse.
F3The shares subject to this warrant are immediately exercisable.