SEC Form 4 · accession 0001534424-15-000216
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G. Piferi
Officer — Chief Operating Officer
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.74 | Aug 13, 2015 | A | 200,000 | A | — | Aug 13, 2025 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a monthly basis over the 24-month period immediately following the grant date.
Remarks
Power of Attorney is attached to this Form 4 as Exhibit 24.