SEC Form 4 · accession 0001437749-15-013284
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew K. Rooke
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 3,945 | $1.08 | A | 967,885 | D | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 340,102 | I | By Withington Foundation | |
| Common Stock | holding | — | — | — | 500,000 | I | By Payne Partners LLC | |
| Common Stock | holding | — | — | — | 2,058,207 | I | By Rooke Fiduciary Management |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to the issuer's Non-Employee Director Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $1.08 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 30, 2015.
Remarks
Power of Attorney is attached to this Form 4