SEC Form 4 · accession 0001437749-15-006733
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew K. Rooke
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 8:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | A | 4,750 | $1.00 | A | 963,940 | D | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 186,304 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 104,077 | I | By trust | |
| Common Stock | holding | — | — | — | 340,102 | I | By Withington Foundation | |
| Common Stock | holding | — | — | — | 500,000 | I | By Payne Partners LLC | |
| Common Stock | holding | — | — | — | 2,058,207 | I | By Rooke Fiduciary Management |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to the issuer's Non-Employee Director Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $1.00 per share, representing the volume-weighted average price of the issuer's common stock for the 5-trading day period ending March 31, 2015.