SEC Form 4 · accession 0001437749-15-000180
ClearPoint Neuro, Inc. · CLPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John N Spencer Jr.
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | A | 5,800 | $0.862 | A | 106,447 | D | |
| Common Stock | holding | — | — | — | 7,500 | I | By Daughter's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to the issuer's Non-Employee Director Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $0.862 per share, representing the volume-weighted average price of the issuer's common stock for the 5-trading day period ending December 31, 2014.
- F2Includes 89,197 shares held jointly with spouse and 13,500 shares held in an IRA.