SEC Form 5 · accession 0001477932-18-000186
StrikeForce Technologies Inc. · SFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Kay
Officer — Chief Executive Officer · Director · Other
Period of report
Dec 31, 2017
Accepted (ET)
Jan 12, 2018 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2017 | A | 10,000,000 | — | A | 47,000,000 | D | |
| Preferred StockF2 | Feb 1, 2011 | A | 1 | — | A | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NotesF3 | $0.00 | Feb 4, 2004 | J | 6 | A | — | — | Common Stock | 6 | 6 | D |
Explanation of responses
- F1Bonus for Services rendered; Market price on date of grant: $0.0060.
- F2Series A Preferred Stock, non-convertible, allows the holder to vote up to 80% share of the issued and outstanding shares of common stock; initially valued at $329,000 per share.
- F3Common stock available upon the conversion of certain convertible loans (dated February 4, 2004, June 17, 2004, September7, 2004 August 16, 2006, January 18, 2006; and February 28, 2006 respectively), valued at $9,750,000,000 per share for $240,000 of convertibles and $7,312,500,000 per share for $28,000 of convertibles.