SEC Form 4 · accession 0001258624-15-000002
WILSHIRE BANCORP INC · WIBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jae Whan Yoo
Officer — PRESIDENT & CHIEF EXECUTIVE OF · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 4, 2015 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 1, 2015 | M | 15,000 | $5.29 | A | 288,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF1 | $5.29 | Sep 1, 2015 | M | 15,000 | D | — | Jun 26, 2017 | COMMON STOCK | 15,000 | 35,000 | D |
| STOCK OPTIONF2 | $10.13 | holding | — | — | — | — | Feb 17, 2019 | COMMON STOCK | 100,000 | 100,000 | D |
Explanation of responses
- F1100% Vested
- F2These options were granted on 02/18/2014 with an immediate vesting of 25% on the date of grant and 25% annually thereafter.