SEC Form 4 · accession 0001246360-15-001621
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 26, 2015
Accepted (ET)
Mar 27, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 26, 2015 | A | 605 | $0.00 | A | 6,635,509 | D | |
| Common StockF1 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust | |
| Common StockF2 | holding | — | — | — | 4,478,840 | I | Steers 2014 Descendents Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers family. Mr. Steers spouse serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Shares owned by the Steers 2014 Descendents Trust for the benefit of Mr. Steers family. Mr. Steers spouse and sister-in-law serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3Represents the acquisition of dividend equivalent restricted stock units in connection with the issuers first quarter 2015 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2012, January 2013, January 2014, and January 2015.