SEC Form 4 · accession 0001246360-15-000569
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 30, 2015
Accepted (ET)
Feb 4, 2015 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jan 30, 2015 | A | 42,078 | $0.00 | A | 12,145,536 | D | |
| Common StockF4 | Jan 30, 2015 | D | 45,381 | $42.91 | D | 12,100,155 | D | |
| Common StockF1 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust | |
| Common StockF2 | holding | — | — | — | 4,478,840 | I | Steers 2014 Descendents Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers family. Mr. Steers spouse serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Mr. Steers is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.
- F2Shares owned by the Steers 2014 Descendents Trust for the benefit of Mr. Steers family. Mr. Steers spouse and sister-in-law serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Mr. Steers is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.
- F3Includes 32,551 restricted stock units (RSUs) mandatorily deferred by CNS from the reporting persons annual incentive performance bonus. Dividends paid on CNS common stock are reflected in additional RSUs on such deferred RSUs. The deferred RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant. Also includes 9,527 RSUs that generally vest over four years.
- F4Represents the withholding by Cohen & Steers of a sufficient number of shares of common stock to satisfy the reporting persons tax obligations upon the vesting and delivery of previously reported restricted stock units.