SEC Form 4 · accession 0001246360-15-000568
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Martin Cohen
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 30, 2015
Accepted (ET)
Feb 4, 2015 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 30, 2015 | A | 9,880 | $0.00 | A | 11,561,070 | D | |
| Common StockF3 | Jan 30, 2015 | D | 48,141 | $42.91 | D | 11,512,929 | D | |
| Common StockF1 | holding | — | — | — | 1,340,701 | I | By the Martin Cohen 1998 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Martin Cohen 1998 Family Trust for the benefit of Mr. Cohens family. Mr. Cohens spouse is the trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Mr. Cohen is the beneficial owner of these shares for the purposes of Section 16 and for any other purpose.
- F2Includes 9,880 restricted stock units (RSUs) mandatorily deferred by CNS from the reporting persons annual incentive performance bonus. Dividends paid on CNS common stock are reflected in additional RSUs on such deferred RSUs. The deferred RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant.
- F3Represents the withholding by Cohen & Steers of a sufficient number of shares of common stock to satisfy the reporting persons tax obligations upon the vesting and delivery of previously reported restricted stock units.