SEC Form 4 · accession 0001209191-15-052673
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 15, 2011
Accepted (ET)
Jun 12, 2015 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Apr 15, 2011 | A | 565 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 28, 2011 | A | 487 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F5,F4 | Sep 28, 2011 | A | 5,449 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Dec 28, 2011 | A | 561 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 13, 2012 | A | 576 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 28, 2012 | A | 592 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 27, 2012 | A | 657 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F5,F4 | Dec 20, 2012 | A | 8,057 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 12, 2013 | A | 607 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 26, 2013 | A | 690 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 27, 2013 | A | 646 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F5,F4 | Dec 20, 2013 | A | 4,596 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 11, 2014 | A | 605 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 26, 2014 | A | 561 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 26, 2014 | A | 613 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F5,F4 | Dec 19, 2014 | A | 4,056 | $0.00 | A | 6,635,509 | D | |
| Common StockF1 | holding | — | — | — | 4,478,840 | I | By the Steers 2014 Descendents Trust | |
| Common StockF2 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's quarterly dividends for 2011-2014 and accrued on unvested restricted stock units.
- F4This Form 4 is being filed to report dividend equivalent restricted stock units accrued to the Reporting Person which were not eligible for exemption from reporting under Rule 16a-11. All such dividend equivalent restricted stock units were previously included in the Amount of Securities Beneficially Owned Following Reported Transaction column in each Form 4 filing subsequent to the respective accrual. The Amount of Securities Beneficially Owned Following Reported Transaction column in this filing represents the amount of securities beneficially owned by the Reporting Person at the date of filing.
- F5Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's special dividends for 2011-2014 and accrued on unvested restricted stock units.