SEC Form 4 · accession 0001209191-15-052672
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 17, 2005
Accepted (ET)
Jun 12, 2015 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Jan 17, 2005 | A | 204 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 15, 2005 | A | 173 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jul 18, 2005 | A | 148 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Oct 18, 2005 | A | 194 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jan 18, 2006 | A | 166 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 18, 2006 | A | 123 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jul 19, 2006 | A | 147 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Oct 23, 2006 | A | 129 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jan 23, 2007 | A | 89 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 24, 2007 | A | 317 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 27, 2007 | A | 332 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 27, 2007 | A | 390 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Dec 27, 2007 | A | 255 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Mar 28, 2008 | A | 1,196 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 27, 2008 | A | 1,169 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 27, 2008 | A | 1,160 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Dec 29, 2008 | A | 1,413 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 17, 2009 | A | 390 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 26, 2009 | A | 374 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Sep 25, 2009 | A | 239 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Dec 29, 2009 | A | 238 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Apr 16, 2010 | A | 227 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Jun 28, 2010 | A | 296 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F5,F4 | Sep 27, 2010 | A | 13,430 | $0.00 | A | 6,635,509 | D | |
| Common StockF3,F4 | Dec 29, 2010 | A | 243 | $0.00 | A | 6,635,509 | D | |
| Common StockF1 | holding | — | — | — | 4,478,840 | I | By the Steers 2014 Descendents Trust | |
| Common StockF2 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' family serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's quarterly dividends for 2005-2010 and accrued on unvested restricted stock units.
- F4This Form 4 is being filed to report dividend equivalent restricted stock units accrued to the Reporting Person which were not eligible for exemption from reporting under Rule 16a-11. All such dividend equivalent restricted stock units were previously included in the Amount of Securities Beneficially Owned Following Reported Transaction column in each Form 4 filing subsequent to the respective accrual. The Amount of Securities Beneficially Owned Following Reported Transaction column in this filing represents the amount of securities beneficially owned by the Reporting Person at the date of filing.
- F5Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's special dividend for 2010 and accrued on unvested restricted stock units.