SEC Form 4 · accession 0001209191-15-052668
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Harvey
Officer — President
Period of report
Apr 13, 2012
Accepted (ET)
Jun 12, 2015 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 13, 2012 | A | 367 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Jun 28, 2012 | A | 378 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Sep 27, 2012 | A | 420 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F3,F2 | Dec 20, 2012 | A | 7,539 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Apr 12, 2013 | A | 441 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Jun 26, 2013 | A | 503 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Sep 27, 2013 | A | 469 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F3,F2 | Dec 20, 2013 | A | 4,385 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Apr 11, 2014 | A | 389 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Jun 26, 2014 | A | 360 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F2 | Sep 26, 2014 | A | 392 | $0.00 | A | 1,270,855 | D | |
| Common StockF1,F3,F2 | Dec 19, 2014 | A | 3,497 | $0.00 | A | 1,270,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's quarterly dividends for 2012-2014 and accrued on unvested restricted stock units.
- F2This Form 4 is being filed to report dividend equivalent restricted stock units accrued to the Reporting Person which were not eligible for exemption from reporting under Rule 16a-11. All such dividend equivalent restricted stock units were previously included in the Amount of Securities Beneficially Owned Following Reported Transaction column in each Form 4 filing subsequent to the respective accrual. The Amount of Securities Beneficially Owned Following Reported Transaction column in this filing represents the amount of securities beneficially owned by the Reporting Person at the date of filing.
- F3Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's special dividends for 2012-2014 and accrued on unvested restricted stock units.