SEC Form 4 · accession 0001209191-15-052664
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cohen
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 13, 2012
Accepted (ET)
Jun 12, 2015 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 13, 2012 | A | 576 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Jun 28, 2012 | A | 592 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Sep 27, 2012 | A | 657 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F4,F3 | Dec 20, 2012 | A | 8,057 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Apr 12, 2013 | A | 607 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Jun 26, 2013 | A | 690 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Sep 27, 2013 | A | 646 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F4,F3 | Dec 20, 2013 | A | 4,596 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Apr 11, 2014 | A | 605 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Jun 26, 2014 | A | 561 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F3 | Sep 26, 2014 | A | 613 | $0.00 | A | 11,513,341 | D | |
| Common StockF2,F4,F3 | Dec 19, 2014 | A | 4,056 | $0.00 | A | 11,513,341 | D | |
| Common StockF1 | holding | — | — | — | 1,340,701 | I | By the Martin Cohen 1998 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Martin Cohen 1998 Family Trust for the benefit of Mr. Cohen's family. A member of Mr. Cohen's immediate family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's quarterly dividends for 2012-2014 and accrued on unvested restricted stock units.
- F3This Form 4 is being filed to report dividend equivalent restricted stock units accrued to the Reporting Person which were not eligible for exemption from reporting under Rule 16a-11. All such dividend equivalent restricted stock units were previously included in the Amount of Securities Beneficially Owned Following Reported Transaction column in each Form 4 filing subsequent to the respective accrual. The Amount of Securities Beneficially Owned Following Reported Transaction column in this filing represents the amount of securities beneficially owned by the Reporting Person at the date of filing.
- F4Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's special dividends for 2012-2014 and accrued on unvested restricted stock units.