SEC Form 4 · accession 0001209191-15-052662

COHEN & STEERS, INC. · CNS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Martin Cohen

Officer — Executive Chairman · Director · 10% Owner

Period of report

Jan 17, 2005

Accepted (ET)

Jun 12, 2015 · 1:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001284812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3	Jan 17, 2005	A	204	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 15, 2005	A	173	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jul 18, 2005	A	148	$0.00	A	11,513,341	D
Common Stock^F2,F3	Oct 18, 2005	A	194	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jan 18, 2006	A	166	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 18, 2006	A	123	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jul 19, 2006	A	147	$0.00	A	11,513,341	D
Common Stock^F2,F3	Oct 23, 2006	A	129	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jan 23, 2007	A	89	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 24, 2007	A	317	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jun 27, 2007	A	332	$0.00	A	11,513,341	D
Common Stock^F2,F3	Sep 27, 2007	A	390	$0.00	A	11,513,341	D
Common Stock^F2,F3	Dec 27, 2007	A	255	$0.00	A	11,513,341	D
Common Stock^F2,F3	Mar 28, 2008	A	1,196	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jun 27, 2008	A	1,169	$0.00	A	11,513,341	D
Common Stock^F2,F3	Sep 27, 2008	A	1,160	$0.00	A	11,513,341	D
Common Stock^F2,F3	Dec 29, 2008	A	1,413	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 17, 2009	A	390	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jun 26, 2009	A	374	$0.00	A	11,513,341	D
Common Stock^F2,F3	Sep 25, 2009	A	239	$0.00	A	11,513,341	D
Common Stock^F2,F3	Dec 29, 2009	A	238	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 16, 2010	A	227	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jun 28, 2010	A	296	$0.00	A	11,513,341	D
Common Stock^F2,F4,F3	Sep 27, 2010	A	13,430	$0.00	A	11,513,341	D
Common Stock^F2,F3	Dec 29, 2010	A	243	$0.00	A	11,513,341	D
Common Stock^F2,F3	Apr 15, 2011	A	565	$0.00	A	11,513,341	D
Common Stock^F2,F3	Jun 28, 2011	A	487	$0.00	A	11,513,341	D
Common Stock^F2,F4,F3	Sep 28, 2011	A	5,449	$0.00	A	11,513,341	D
Common Stock^F2,F3	Dec 28, 2011	A	561	$0.00	A	11,513,341	D
Common Stock^F1	holding	—	—		—	1,340,701	I	By the Martin Cohen 1998 Family Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Shares held by the Martin Cohen 1998 Family Trust for the benefit of Mr. Cohen's family. A member of Mr. Cohen's immediate family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F2Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's quarterly dividends for 2005-2011 and accrued on unvested restricted stock units.
F3This Form 4 is being filed to report dividend equivalent restricted stock units accrued to the Reporting Person which were not eligible for exemption from reporting under Rule 16a-11. All such dividend equivalent restricted stock units were previously included in the Amount of Securities Beneficially Owned Following Reported Transaction column in each Form 4 filing subsequent to the respective accrual. The Amount of Securities Beneficially Owned Following Reported Transaction column in this filing represents the amount of securities beneficially owned by the Reporting Person at the date of filing.
F4Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's special dividends for 2010-2011 and accrued on unvested restricted stock units.