SEC Form 4 · accession 0000899243-18-028604
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 9, 2018
Accepted (ET)
Nov 9, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | G | 6,740,491 | $0.00 | D | 175,031 | D | |
| Common StockF2 | Nov 9, 2018 | G | 6,740,491 | $0.00 | A | 6,740,491 | I | By the Robert H. Steers 2018 Revocable Trust |
| Common StockF3 | holding | — | — | — | 4,218,897 | I | By the Steers 2014 Descendents' Trust | |
| Common StockF4 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transfer by Mr. Steers to a revocable trust in connection with Mr. Steers' long-term estate planning strategy.
- F2Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- F3Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F4Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.