SEC Form 4 · accession 0000899243-18-002659
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Harvey
Officer — President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | A | 58,517 | $0.00 | A | 1,427,102 | D | |
| Common StockF2 | Jan 31, 2018 | F | 26,571 | $40.65 | D | 1,400,531 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 42,022 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 16,495 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.
- F2Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.