SEC Form 4 · accession 0000899243-17-017918
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cohen
Director · 10% Owner
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 8:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 3, 2017 | A | 610 | $0.00 | A | 9,893,629 | D | |
| Common StockF1 | holding | — | — | — | 940,701 | I | By the Martin Cohen 1998 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Martin Cohen 1998 Family Trust for the benefit of Mr. Cohen's family. A member of Mr. Cohen's immediate family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.