SEC Form 4 · accession 0000899243-17-008630
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 23, 2017 | A | 1,093 | $0.00 | A | 6,985,020 | D | |
| Common StockF1 | holding | — | — | — | 4,218,897 | I | By the Steers 2014 Descendents' Trust | |
| Common StockF2 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.