SEC Form 4 · accession 0000899243-16-019662
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamilton Steers
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | J | 259,943 | $38.29 | A | 6,937,498 | D | |
| Common StockF2 | May 9, 2016 | J | 259,943 | $38.29 | D | 4,218,897 | I | By the Steers 2014 Descendents' Trust |
| Common StockF3 | holding | — | — | — | 950,920 | I | By the Robert H. Steers Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transfer by a trust for the benefit of Mr. Steers' family to Mr. Steers in connection with the long-term strategy for the estate planning of Mr. Steers and his family.
- F2Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3Shares owned by the Robert H. Steers Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family serves as trustee of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.