SEC Form 4 · accession 0000899243-15-007698
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis C Poli
Officer — General Counsel,Secretary,EVP
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | S | 8,966 | $31.39 | D | 48,331 | D | |
| Common StockF2 | Nov 5, 2015 | S | 1,034 | $31.24 | D | 47,297 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $31.30 to $31.53. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $31.20 to $31.25. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.