SEC Form 4 · accession 0000899243-15-005396
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cohen
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 24, 2015
Accepted (ET)
Sep 25, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 24, 2015 | A | 613 | $0.00 | A | 10,173,731 | D | |
| Common StockF1 | holding | — | — | — | 1,340,701 | I | By the Martin Cohen 1998 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Martin Cohen 1998 Family Trust for the benefit of Mr. Cohen's family. A member of Mr. Cohen's immediate family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2015 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2012, January 2013, January 2014 and January 2015.