SEC Form 4 · accession 0000950142-17-001101
PLY GEM HOLDINGS INC · PGEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn K Poe
Officer — EVP and CFO · 10% Owner
Period of report
May 22, 2017
Accepted (ET)
May 23, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 22, 2017 | M | 9,734 | $12.35 | A | 299,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $12.35 | May 22, 2017 | M | 9,734 | D | — | Oct 1, 2018 | Common stock | 9,734 | 0 | D |
Explanation of responses
- F1The option vested in five equal annual installments beginning on October 1, 2009.