SEC Form 4/A · accession 0000950142-17-000063
PLY GEM HOLDINGS INC · PGEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David N Schmoll
Officer — SVP, Human Resources · 10% Owner
Period of report
Jan 1, 2017
Accepted (ET)
Jan 5, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jan 1, 2017 | A | 8,209 | $0.00 | A | 8,209 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as a settlement award pursuant to the Restricted Unit Award Agreement dated October 1, 2014.
- F2This amendment amends the Form 4 originally filed on January 4, 2017 to correct the amount of securities beneficially owned by the reporting person.