SEC Form 4 · accession 0000950142-17-000043
PLY GEM HOLDINGS INC · PGEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wayne
Officer — EVP, Chief Operating Officer · 10% Owner
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | A | 20,772 | $0.00 | A | 79,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as a settlement award pursuant to the Restricted Unit Award Agreement dated October 1, 2014.