SEC Form 4 · accession 0000950142-15-000045
PLY GEM HOLDINGS INC · PGEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn K Poe
Officer — VP and CFO · 10% Owner
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284807
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $13.40 | Jan 5, 2015 | A | 20,000 | A | — | Jan 5, 2025 | Common stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on January 5, 2016.