SEC Form 4 · accession 0001225208-16-037168
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Braxton Carter II
Officer — EVP & CFO
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2016 | M | 7,597 | $37.91 | A | 197,568 | D | |
| Common StockF1 | Jul 27, 2016 | S | 7,597 | $45.94 | D | 189,971 | D | |
| Common Stock | Jul 28, 2016 | M | 37,403 | $37.91 | A | 227,374 | D | |
| Common StockF1,F2 | Jul 28, 2016 | S | 37,403 | $46.0204 | D | 189,971 | D | |
| Common Stock | Jul 29, 2016 | M | 14,600 | $37.91 | A | 204,571 | D | |
| Common StockF1,F3 | Jul 29, 2016 | S | 14,600 | $46.9429 | D | 189,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $37.91 | Jul 27, 2016 | M | 7,597 | D | — | Apr 18, 2017 | Common Stock | 7,597 | 137,903 | D |
| Stock Option (Right to Buy)F4 | $37.91 | Jul 28, 2016 | M | 37,403 | D | — | Apr 18, 2017 | Common Stock | 37,403 | 100,500 | D |
| Stock Option (Right to Buy)F4 | $37.91 | Jul 29, 2016 | M | 14,600 | D | — | Apr 18, 2017 | Common Stock | 14,600 | 85,900 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2015.
- F2The price shown is a weighted average sales price. The shares were sold at prices ranging from $45.94 to $46.21 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price shown is a weighted average sales price. The shares were sold at prices ranging from $46.94 to $46.96 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4This option was granted on April 18, 2007. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc.