SEC Form 4 · accession 0001225208-15-015459
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Michael Barnes
Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2015 | M | 25,825 | $6.17 | A | 112,421 | D | |
| Common Stock | Jul 10, 2015 | M | 1,518 | $6.21 | A | 113,939 | D | |
| Common StockF1 | Jul 10, 2015 | F | 4,325 | $39.03 | D | 109,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.17 | Jul 10, 2015 | M | 25,825 | D | — | Aug 3, 2015 | Common Stock | 25,825 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.21 | Jul 10, 2015 | M | 1,518 | D | — | Dec 30, 2015 | Common Stock | 1,518 | 0 | D |
Explanation of responses
- F1Mr. Barnes tendered by attestation 4,325 shares of common stock already owned by him in order to exercise stock options for 27,343 shares, thus increasing his ownership by a net of 23,018 shares.
- F2The option was granted on August 3, 2005. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc. The option was fully vested and would have expired on August 3, 2015.
- F3The option was granted on December 30, 2005. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc. The option was fully vested and would have expired on December 30, 2015.