SEC Form 4 · accession 0001225208-15-002372
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Braxton Carter II
Officer — EVP & CFO
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 11,500 | $11.01 | A | 214,063 | D | |
| Common StockF1,F2 | Jan 27, 2015 | S | 19,700 | $30.755 | D | 194,363 | D | |
| Common Stock | Jan 28, 2015 | M | 21,000 | $11.49 | A | 215,363 | D | |
| Common Stock | Jan 28, 2015 | M | 5,000 | $11.01 | A | 220,363 | D | |
| Common StockF1,F3 | Jan 28, 2015 | S | 27,800 | $30.95 | D | 192,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $11.01 | Jan 27, 2015 | M | 11,500 | D | — | Feb 7, 2022 | Common Stock | 11,500 | 5,000 | D |
| Stock Option (Right to Buy)F5 | $11.49 | Jan 28, 2015 | M | 21,000 | D | — | Feb 5, 2023 | Common Stock | 21,000 | 74,000 | D |
| Stock Option (Right to Buy)F4 | $11.01 | Jan 28, 2015 | M | 5,000 | D | — | Feb 7, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2014.
- F2The price shown is a weighted average sales price. The shares were sold at prices ranging from $30.75 to $30.775 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F3The price shown is a weighted average sales price. The shares were sold at prices ranging from $30.75 to $31.08 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F4The option was granted on February 7, 2012. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc.
- F5The option was granted on February 5, 2013. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc.