SEC Form 4 · accession 0001140361-17-016209
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Braxton Carter II
Officer — EVP & CFO
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2017 | M | 500 | $37.91 | A | 179,068 | D | |
| Common StockF2,F1 | Apr 17, 2017 | F | 380 | $64.94 | D | 178,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $37.91 | Apr 17, 2017 | M | 500 | D | Apr 30, 2013 | Apr 18, 2017 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1Since the date of the reporting person's last ownership report, he transferred 18,315 shares to his former spouse pursuant to a domestic relations order.
- F2Mr. Carter tendered by attestation 380 shares of common stock already owned by him in order to exercise his stock options for 500 shares, thus increasing his ownership by a net of 120 shares.
- F3The option was granted on April 18, 2007. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc. The option was fully vested and would have expired on April 18, 2017.