SEC Form 4 · accession 0000899243-17-000008
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Michael Barnes
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 6:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | M | 22,500 | $14.57 | A | 113,267 | D | |
| Common StockF1 | Dec 30, 2016 | S | 22,500 | $57.86 | D | 90,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.57 | Dec 30, 2016 | M | 22,500 | D | — | Jan 26, 2017 | Common Stock | 22,500 | 0 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
- F2The option was granted on January 26, 2007. To the extent not already vested as of April 30, 2013, the vesting of this option was accelerated in connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of October 3, 2012 and amended as of April 14, 2013, among Deutsche Telekom AG, T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH, T-Mobile USA Inc. and MetroPCS Communications, Inc. pursuant to the terms of an equity plan of MetroPCS Communications, Inc. The option was fully vested and would have expired on January 26, 2017.