SEC Form 4 · accession 0000899243-17-000007
T-Mobile US, Inc. · TMUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Legere
Officer — PRESIDENT AND CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 6:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001283699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | A | 565,972 | $0.00 | A | 1,720,320 | D | |
| Common StockF2 | Dec 31, 2016 | F | 256,210 | $57.51 | D | 1,464,110 | D | |
| Common StockF2 | Dec 31, 2016 | F | 128,105 | $57.51 | D | 1,336,005 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance-based restricted stock units earned under the issuer's 2013 Omnibus Incentive Plan.
- F2Represents shares withheld for payment of taxes on vesting and payment of (i) performance-based restricted stock units that were earned on December 31, 2015 based on the Company's operating free cash flow during the one-year period ending December 31, 2015 and that subsequently time vested on December 31, 2016 and (ii) performance-based restricted stock units that performance vested on December 31, 2016 based on the Company's relative total shareholder return during the two-year period ending December 31, 2016; not open market transactions.