SEC Form 4 · accession 0001209191-18-058315

GREENHILL & CO INC · GHL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 5:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001282977

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 8, 2018	P	42,500	$23.26	A	550,109	I	See Footnote
Common Stock^F1	Nov 9, 2018	P	43,910	$22.91	A	594,019	I	See Footnote
Common Stock^F1	Nov 12, 2018	P	92,574	$22.24	A	686,593	I	See Footnote
Common Stock^F1	Nov 13, 2018	P	41,650	$22.40	A	728,243	I	See Footnote
Common Stock^F2	holding	—	—		—	288,783	I	See Footnote
Common Stock^F3	holding	—	—		—	169,652	I	By grantor retained annuity trust
Common Stock^F4	holding	—	—		—	409,859	I	By grantor retained annuity trust

No Table II lines on this filing.

F1These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. On August 28, 2018, 366,667 of these shares were transferred to Bok Family Partners, L.P. by Mr. Bok.
F2These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F3On November 16, 2015, Mr. Bok contributed 400,000 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children, of which 79,448 shares and 150,900 shares reverted back to Mr. Bok on November 16, 2016 and November 16, 2017, respectively, pursuant to the terms of such trust.
F4On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.