SEC Form 4 · accession 0001271163-18-000050
GABELLI GLOBAL UTILITY & INCOME TRUST · GLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Melarkey
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 26, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Cumulative Puttable and Callable Preferred SharesF2 | Jun 25, 2018 | J | 591 | $50.00 | D | 0 | I | Le Cle Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series A Cumulative Puttable and Callable Preferred Shares.
- F2Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.