SEC Form 5 · accession 0001209191-16-098904
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Andrew Vlasic
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 2, 2015 | G | 19,440 | $0.00 | D | 0 | D | |
| Common StockF1,F2 | Dec 2, 2015 | G | 19,440 | $0.00 | A | 93,081 | I | By Michael A. Vlasic Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the number of shares calculated after taking into account a 1-for-5 reverse stock split which was consummated on December 28, 2015.
- F212,343 shares beneficially owned by the reporting person (representing the number of shares calculated after taking into account a 1-for-5 reverse stock split which was consummated on December 28, 2015), were previously reported as directly owned, but are now being reported as indirectly owned. Accordingly, the reporting person's indirect common stock holdings have been increased by 12,343 shares and the reporting person's direct common stock holdings have been decreased by 12,343 shares.